Lucy Williams


Lucy Williams is the Head of Regulatory Compliance for HSBC in the UK, incorporating oversight of Retail Banking and Wealth Management (RBWM), the Commercial Bank (CMB) and Private Bank (PBGB).

Lucy joined HSBC in June 2013 from Prudential plc where she was the Director of Group Compliance.  Prior to that, she was Head of Compliance at Aviva UK.  Her earlier career included a range of roles over some years at the Financial Services Authority, in the Markets Division and Retail Supervision, and managing ABN AMRO’s Government Affairs team in Brussels.

Lucy holds BA (Hons.) and MSc. Degrees in International Relations and is a Trustee of the City of Birmingham Symphony Orchestra and the Institute of Business Ethics. Lucy is married with three young children and lives in Birmingham.